Broker Check

Your Priorities.

We emphasize what matters to you.
Learn about the entities we help.

Defined Contribution and 401(k) Plans

Defined Benefit Plans

Foundations and Endowments

Our Process

We are with you every step of the way.
Our collaborative approach emphasizes your priorities, goals, and supports your fiduciary responsibilities.
Fiduciary Support
  • Plan fiduciary education
  • Plan fiduciary responsibility/liability assessment
  • Plan committee charter development and implementation assistance
  • Policy development and implementation assistance
  • Fiduciary compliance file maintenance assistance
Investment Support
  • Investment policy statement development and implementation assistance
  • Tools and resources to assist with plan oversight responsibilities
  • Investment menu option recommendations and implementation assistance
  • Investment monitoring and reporting
  • Act as a 3(21) plan fiduciary
  • Investment manager search support
  • Assistance with changes in investment options
Operational Support
  • Plan compliance assistance
  • Plan audit preparation assistance
  • Act as liaison between plan and service providers
  • Vendor fee and service review
  • Vendor search support
  • Vendor transition support
Employee Education
  • Education strategy and education policy statement development, implementation and oversight
  • Group employee education and enrollment meetings
  • One-on-one employee education