Broker Check

Dave Caruso

Managing Director,
Founding Chairman

Jim Horrocks

Managing Director,
CEO

Neil Tremblay

Managing Director,
Institutional


Kate Asack

Executive Director,
Relationship Development

Allison D'Agostino

Manager,
Operations Coordinator

Katie Enista

Relationship Manager

Melissa Gentile

Operations Coordinator

Sean Gibbons

Relationship Manager

Kelly Johnson

Relationship Coordinator

Brittany Jones

Manager, Relationship Coordinator

Kate Kendall

Director,
Operations and Compliance

Holly Knight

Director of Education

Lauren Mondello

Receptionist

Camay Pascucci

Relationship Manager

Rick Petroccione

Director,
Institutional Operations and Compliance

Mark Sullivan

Relationship Coordinator

Doug Wilson

Relationship Manager

Lisa Wolf

Manager,
Relationship Coordinator



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