Broker Check

Dave Caruso

Founder,
Media Consultant

Jim Horrocks

Managing Director,
Chief Executive Officer

Neil Tremblay

Managing Director,
Institutional


Kate Asack

Chief Operating Officer

Sean Gibbons

Relationship Manager

Kate Kendall

Director,
Finance and HR





Lauren Mondello

Operations Coordinator

Camay Pascucci

Relationship Manager

Rick Petroccione

Director,
Institutional Operations and Compliance

Mark Sullivan

Relationship Manager

Doug Wilson

Relationship Manager

Lisa Wolf

Manager,
Relationship Coordinator

Ashley LeBlanc

Relationship Coordinator

Zachary Delano

Operations Coordinator

Matthew McGrath

Operations Coordinator



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