Broker Check

Dave Caruso

Managing Director,
Founding Chairman

Jim Horrocks

Managing Director,
CEO

Neil Tremblay

Managing Director,
Institutional


Kate Asack

Executive Director,
Relationship Development

Allison D'Agostino

Manager,
Operations Coordinator

Katie Enista

Relationship Manager

Melissa Gentile

Operations Coordinator

Sean Gibbons

Relationship Manager

Kelly Johnson

Relationship Coordinator

Brittany Jones

Manager, Relationship Coordinator

Kate Kendall

Director,
Operations and Compliance

Camay Pascucci

Relationship Manager

Sharon Smart

Relationship Coordinator

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